2025-050 Campus Sexual Harassment
UC and CSU Have Improved Their Practices,
but Further Actions Are Necessary
Published: June 30, 2026
Audit Recommendations Disclosure
When an audit is completed and a report is issued, auditees must provide the State Auditor with information regarding their progress in implementing recommendations from our reports at three intervals from the release of the report: 60 days, six months, and one year. Additionally, Senate Bill 1452 (Chapter 452, Statutes of 2006), requires auditees who have not implemented recommendations after one year, to report to us and to the Legislature why they have not implemented them or to state when they intend to implement them. Below is a listing of each recommendation the State Auditor made in the report referenced and a link to the most recent response from the auditee addressing their progress in implementing the recommendation and the State Auditor’s assessment of auditee’s response based on our review of the supporting documentation.
Recommendations to the CSU Chancellor’s Office
| Recommendation | Current State Auditor Assessment Status |
|---|---|
| Recommendation 1 To ensure that complainants who wish to engage with a campus Title IX office have every opportunity to do so, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, revise their sexual harassment policies or related guidance—and provide accompanying training or support as needed—to direct campus Title IX offices to do the following: – Briefly document the office’s rationale for using or not using contact methods other than university email, such as a phone number or personal email address, to reach a complainant. At minimum, the offices should document this brief rationale for any report alleging sexual harassment that could result in an alternative resolution or investigation and that the office intends to close without formal action primarily because a complainant has not responded to emails. As part of this rationale, the office should also consider whether it is appropriate to communicate with third parties who are aware of the case and familiar with the Title IX process by taking steps such as reaching out to a mandated reporter or CARE official to confirm a complainant’s contact information or to ask about the complainant’s interest in engaging with the office. – During intake meetings, ask complainants for their preferred email address and ask whether they are comfortable receiving a phone call or text message as a secondary option if at some point they do not respond to the office’s emails. The offices should document the results of these questions, including the email address and phone number as appropriate. The offices should also consider incorporating these questions into their forms for reporting sexual harassment, if the forms do not already include them. | Pending |
| Recommendation 3 To ensure that campus Title IX offices consistently address respondents’ alleged behavior and reduce the risk of its recurrence, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, do the following: – Revise their sexual harassment policies or related guidance to set a clear expectation that campus Title IX offices should consider holding and documenting educational conversations with respondents for cases they close without formal action. The policies or guidance should include examples of factors for offices to consider when they decide whether these conversations are advisable, such as the complainant’s wishes and safety, the severity of the allegations, and the likelihood that a conversation could help prevent future misconduct. The policies or guidance should also require offices to document a brief rationale when they decide a conversation is unnecessary for a report that names a respondent affiliated with the campus and includes allegations that, if true, would violate the sexual harassment policy. – Provide training—along with templates or other guidance, as needed—to help campus Title IX office staff execute and document educational conversations effectively. For example, the systems could share UC Irvine’s approach to holding and thoroughly documenting its policy compliance meetings. | Pending |
| Recommendation 5 To improve campus Title IX offices’ communication with complainants and reduce barriers to complainants’ participation in an investigation, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, revise their policies or guidance, conduct training, or take other steps to provide campus offices with direction and strategies for making timely decisions about approving or not approving a complainant’s request for an investigation and for informing the complainant about that decision as soon as possible, even if that communication is informal. The system offices should include examples of situations that could warrant expedited approval of a request for an investigation, such as if the campus has already begun the alternative resolution process and the complainant requests to end that process and instead pursue an investigation. | Pending |
| Recommendation 7 To reinforce complainants’ agency in choosing a resolution option and to help campus Title IX offices remain neutral in that process, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, take steps to ensure that campus offices confirm in writing how the complainant would like to proceed after key meetings with campus Title IX staff. For example, the system offices could provide a standard email template for campuses to use for follow-up communication that thanks the complainant for meeting, reminds them of their agency in the process, and confirms the office’s understanding of whether the complainant wants an investigation, wants to begin or continue the alternative resolution process, wants the campus to close the case without formal action, or wants more time to decide. | Pending |
| Recommendation 9 To strengthen the quality, consistency, and trauma-informed nature of investigation and hearing reports, the UC Office of the President and the CSU Chancellor’s Office should, by July 2027, revise their systemwide policies or related guidance to require campus Title IX offices to review all draft hearing officer reports. The revised policies or guidance should include the following components: – Clarify the permissible scope of the Title IX offices’ review by defining the specific types of feedback reviewers may provide—such as identifying inconsistent applications of system policy or the use of problematic language—while prohibiting input that would affect the hearing officer’s independence, such as altering the officer’s factual findings or responsibility determinations. – Establish expectations for what the Title IX offices’ review must evaluate, including whether credibility assessments, evidence analyses, and policy applications are complete, well-supported, and consistent with systemwide policy and whether the draft report includes only language that is trauma-informed. – Require the Title IX offices to confirm in writing the completion of their review before issuance of the hearing officer’s report. | Pending |
| Recommendation 12 To improve consistency and proportionality in disciplinary sanctions involving student respondents, the CSU Chancellor’s Office should, by July 2027, revise its systemwide policies or related guidance to establish minimum sanctions for at least the most severe sexual harassment violations and to require documented rationales from campus officials for all sanctions, similar to the UC system’s policies. The revisions to policy or guidance should do the following: – Set minimum sanctions for students found responsible for sexual assault, while still allowing for deviations in exceptional circumstances. – Require student disciplinary decision-makers to provide written rationales that identify specific mitigating and aggravating factors they used to support each sanction. For example, when a sanction is below the minimum sanction, decision-makers should explain their reasoning using specific mitigating factors that apply to the case. | Pending |
| Recommendation 13 To ensure that its policies fully comply with state law, the CSU Chancellor’s Office should, by July 2027, revise its policies to implement each specific component of Education Code section 66284, including closing the gaps we show in Table 1 related to campuses’ use of retreat rights, settlements, and informal resolutions. | Pending |
Recommendations to UC Office of the President
| Recommendation | Current State Auditor Assessment Status |
|---|---|
| Recommendation 2 To ensure that complainants who wish to engage with a campus Title IX office have every opportunity to do so, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, revise their sexual harassment policies or related guidance—and provide accompanying training or support as needed—to direct campus Title IX offices to do the following: – Briefly document the office’s rationale for using or not using contact methods other than university email, such as a phone number or personal email address, to reach a complainant. At minimum, the offices should document this brief rationale for any report alleging sexual harassment that could result in an alternative resolution or investigation and that the office intends to close without formal action primarily because a complainant has not responded to emails. As part of this rationale, the office should also consider whether it is appropriate to communicate with third parties who are aware of the case and familiar with the Title IX process by taking steps such as reaching out to a mandated reporter or CARE official to confirm a complainant’s contact information or to ask about the complainant’s interest in engaging with the office. – During intake meetings, ask complainants for their preferred email address and ask whether they are comfortable receiving a phone call or text message as a secondary option if at some point they do not respond to the office’s emails. The offices should document the results of these questions, including the email address and phone number as appropriate. The offices should also consider incorporating these questions into their forms for reporting sexual harassment, if the forms do not already include them. | Pending |
| Recommendation 4 To ensure that campus Title IX offices consistently address respondents’ alleged behavior and reduce the risk of its recurrence, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, do the following: – Revise their sexual harassment policies or related guidance to set a clear expectation that campus Title IX offices should consider holding and documenting educational conversations with respondents for cases they close without formal action. The policies or guidance should include examples of factors for offices to consider when they decide whether these conversations are advisable, such as the complainant’s wishes and safety, the severity of the allegations, and the likelihood that a conversation could help prevent future misconduct. The policies or guidance should also require offices to document a brief rationale when they decide a conversation is unnecessary for a report that names a respondent affiliated with the campus and includes allegations that, if true, would violate the sexual harassment policy. – Provide training—along with templates or other guidance, as needed—to help campus Title IX office staff execute and document educational conversations effectively. For example, the systems could share UC Irvine’s approach to holding and thoroughly documenting its policy compliance meetings. | Pending |
| Recommendation 6 To improve campus Title IX offices’ communication with complainants and reduce barriers to complainants’ participation in an investigation, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, revise their policies or guidance, conduct training, or take other steps to provide campus offices with direction and strategies for making timely decisions about approving or not approving a complainant’s request for an investigation and for informing the complainant about that decision as soon as possible, even if that communication is informal. The system offices should include examples of situations that could warrant expedited approval of a request for an investigation, such as if the campus has already begun the alternative resolution process and the complainant requests to end that process and instead pursue an investigation. | Pending |
| Recommendation 8 To reinforce complainants’ agency in choosing a resolution option and to help campus Title IX offices remain neutral in that process, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, take steps to ensure that campus offices confirm in writing how the complainant would like to proceed after key meetings with campus Title IX staff. For example, the system offices could provide a standard email template for campuses to use for follow-up communication that thanks the complainant for meeting, reminds them of their agency in the process, and confirms the office’s understanding of whether the complainant wants an investigation, wants to begin or continue the alternative resolution process, wants the campus to close the case without formal action, or wants more time to decide. | Pending |
| Recommendation 10 To strengthen the quality, consistency, and trauma-informed nature of investigation and hearing reports, the UC Office of the President and the CSU Chancellor’s Office should, by July 2027, revise their systemwide policies or related guidance to require campus Title IX offices to review all draft hearing officer reports. The revised policies or guidance should include the following components: – Clarify the permissible scope of the Title IX offices’ review by defining the specific types of feedback reviewers may provide—such as identifying inconsistent applications of system policy or the use of problematic language—while prohibiting input that would affect the hearing officer’s independence, such as altering the officer’s factual findings or responsibility determinations. – Establish expectations for what the Title IX offices’ review must evaluate, including whether credibility assessments, evidence analyses, and policy applications are complete, well-supported, and consistent with systemwide policy and whether the draft report includes only language that is trauma-informed. – Require the Title IX offices to confirm in writing the completion of their review before issuance of the hearing officer’s report. | Pending |
| Recommendation 11 To improve the consistency, transparency, and appropriateness of disciplinary decisions involving employee respondents found to have violated its sexual harassment policy, the UC Office of the President should, by July 2027, take action to standardize campuses’ approaches to determining and justifying employee discipline, especially for faculty members, and report to us on its efforts. For example, the Office of the President could consider taking one or more of the following actions: – Revise its policies to require the final campus decision-maker in each employee discipline case—such as the chancellor or chancellor’s designee for faculty respondent cases—to provide to the campus Title IX office a written rationale that considers specified aggravating and mitigating factors and justifies the specific, final disciplinary actions. – Establish a process to routinely identify in its discipline data potentially inconsistent disciplinary outcomes across cases and campuses, to determine the reasons for the discrepancies, and to provide guidance or make policy changes as necessary. For instance, the Office of the President could provide campus decision-makers with information about typical or expected disciplinary outcomes based on employee type and the nature of the violations. | Pending |
Recommendations to the CSU Chancellor’s Office
Recommendation 1
To ensure that complainants who wish to engage with a campus Title IX office have every opportunity to do so, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, revise their sexual harassment policies or related guidance—and provide accompanying training or support as needed—to direct campus Title IX offices to do the following:
- Briefly document the office’s rationale for using or not using contact methods other than university email, such as a phone number or personal email address, to reach a complainant. At minimum, the offices should document this brief rationale for any report alleging sexual harassment that could result in an alternative resolution or investigation and that the office intends to close without formal action primarily because a complainant has not responded to emails. As part of this rationale, the office should also consider whether it is appropriate to communicate with third parties who are aware of the case and familiar with the Title IX process by taking steps such as reaching out to a mandated reporter or CARE official to confirm a complainant’s contact information or to ask about the complainant’s interest in engaging with the office.
- During intake meetings, ask complainants for their preferred email address and ask whether they are comfortable receiving a phone call or text message as a secondary option if at some point they do not respond to the office’s emails. The offices should document the results of these questions, including the email address and phone number as appropriate. The offices should also consider incorporating these questions into their forms for reporting sexual harassment, if the forms do not already include them.
Agency response status:
Pending
Recommendation 3
To ensure that campus Title IX offices consistently address respondents’ alleged behavior and reduce the risk of its recurrence, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, do the following:
- Revise their sexual harassment policies or related guidance to set a clear expectation that campus Title IX offices should consider holding and documenting educational conversations with respondents for cases they close without formal action. The policies or guidance should include examples of factors for offices to consider when they decide whether these conversations are advisable, such as the complainant’s wishes and safety, the severity of the allegations, and the likelihood that a conversation could help prevent future misconduct. The policies or guidance should also require offices to document a brief rationale when they decide a conversation is unnecessary for a report that names a respondent affiliated with the campus and includes allegations that, if true, would violate the sexual harassment policy.
- Provide training—along with templates or other guidance, as needed—to help campus Title IX office staff execute and document educational conversations effectively. For example, the systems could share UC Irvine’s approach to holding and thoroughly documenting its policy compliance meetings.
Agency response status:
Pending
Recommendation 5
To improve campus Title IX offices’ communication with complainants and reduce barriers to complainants’ participation in an investigation, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, revise their policies or guidance, conduct training, or take other steps to provide campus offices with direction and strategies for making timely decisions about approving or not approving a complainant’s request for an investigation and for informing the complainant about that decision as soon as possible, even if that communication is informal. The system offices should include examples of situations that could warrant expedited approval of a request for an investigation, such as if the campus has already begun the alternative resolution process and the complainant requests to end that process and instead pursue an investigation.
Agency response status:
Pending
Recommendation 7
To reinforce complainants’ agency in choosing a resolution option and to help campus Title IX offices remain neutral in that process, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, take steps to ensure that campus offices confirm in writing how the complainant would like to proceed after key meetings with campus Title IX staff. For example, the system offices could provide a standard email template for campuses to use for follow-up communication that thanks the complainant for meeting, reminds them of their agency in the process, and confirms the office’s understanding of whether the complainant wants an investigation, wants to begin or continue the alternative resolution process, wants the campus to close the case without formal action, or wants more time to decide.
Agency response status:
Pending
Recommendation 9
To strengthen the quality, consistency, and trauma-informed nature of investigation and hearing reports, the UC Office of the President and the CSU Chancellor’s Office should, by July 2027, revise their systemwide policies or related guidance to require campus Title IX offices to review all draft hearing officer reports. The revised policies or guidance should include the following components:
- Clarify the permissible scope of the Title IX offices’ review by defining the specific types of feedback reviewers may provide—such as identifying inconsistent applications of system policy or the use of problematic language—while prohibiting input that would affect the hearing officer’s independence, such as altering the officer’s factual findings or responsibility determinations.
- Establish expectations for what the Title IX offices’ review must evaluate, including whether credibility assessments, evidence analyses, and policy applications are complete, well-supported, and consistent with systemwide policy and whether the draft report includes only language that is trauma-informed.
- Require the Title IX offices to confirm in writing the completion of their review before issuance of the hearing officer’s report.
Agency response status:
Pending
Recommendation 12
To improve consistency and proportionality in disciplinary sanctions involving student respondents, the CSU Chancellor’s Office should, by July 2027, revise its systemwide policies or related guidance to establish minimum sanctions for at least the most severe sexual harassment violations and to require documented rationales from campus officials for all sanctions, similar to the UC system’s policies. The revisions to policy or guidance should do the following:
- Set minimum sanctions for students found responsible for sexual assault, while still allowing for deviations in exceptional circumstances.
- Require student disciplinary decision-makers to provide written rationales that identify specific mitigating and aggravating factors they used to support each sanction. For example, when a sanction is below the minimum sanction, decision-makers should explain their reasoning using specific mitigating factors that apply to the case.
Agency response status:
Not fully implemented
Date of implementation:
Dec. 2026
State Auditor assessment status:
Pending
60-Day Agency Response
The Chancellor’s Office is currently drafting revisions to the CSU Systemwide Nondiscrimination Policy. The proposed revisions will establish minimum sanctions for the most severe sexual harassment violations, including sexual assault, while allowing for appropriate exceptions in exceptional circumstances, and will require written rationales identifying the mitigating and aggravating factors supporting disciplinary sanctions.
Recommendation 13
To ensure that its policies fully comply with state law, the CSU Chancellor’s Office should, by July 2027, revise its policies to implement each specific component of Education Code section 66284, including closing the gaps we show in Table 1 related to campuses’ use of retreat rights, settlements, and informal resolutions.
Agency response status:
Not fully implemented
Date of implementation:
July 2027
State Auditor assessment status:
Pending
60-Day Agency Response
The Chancellor’s Office has reviewed the California State Auditor’s recommended revisions and is evaluating its existing policies and guidance to determine what revisions are necessary to implement Education Code section 66284. The Chancellor’s Office will develop and enact any necessary policy updates by the recommendation’s July 2027 target date.
Recommendations to UC Office of the President
Recommendation 2
To ensure that complainants who wish to engage with a campus Title IX office have every opportunity to do so, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, revise their sexual harassment policies or related guidance—and provide accompanying training or support as needed—to direct campus Title IX offices to do the following:
- Briefly document the office’s rationale for using or not using contact methods other than university email, such as a phone number or personal email address, to reach a complainant. At minimum, the offices should document this brief rationale for any report alleging sexual harassment that could result in an alternative resolution or investigation and that the office intends to close without formal action primarily because a complainant has not responded to emails. As part of this rationale, the office should also consider whether it is appropriate to communicate with third parties who are aware of the case and familiar with the Title IX process by taking steps such as reaching out to a mandated reporter or CARE official to confirm a complainant’s contact information or to ask about the complainant’s interest in engaging with the office.
- During intake meetings, ask complainants for their preferred email address and ask whether they are comfortable receiving a phone call or text message as a secondary option if at some point they do not respond to the office’s emails. The offices should document the results of these questions, including the email address and phone number as appropriate. The offices should also consider incorporating these questions into their forms for reporting sexual harassment, if the forms do not already include them.
Agency response status:
Not fully implemented
Date of implementation:
Jan. 2027
State Auditor assessment status:
Pending
60-Day Agency Response
The Systemwide Office of Civil Rights (SOCR) is in the process of drafting an internal guidance document for Title IX Officers and related location staff directing when an alternative communication method (non-UC email address or phone number) may be used to engage in outreach to the complainant. The guidance will also include instructions to seek a preferred email address and phone number from the complainant during the intake meeting and to ask whether the complainant gives permission to be contacted via text or phone call should they not be responsive to email. Further, the guidance document will outline the factors that should be considered when deciding whether to use alternative communication methods or not, including whether to reach out to third parties, and a requirement for documenting the rationale.
In addition to the above, SOCR is also in the process of updating its online report form to include fields for the reporting party to enter the complainant’s preferred email address and phone number, if known. Where the reporting party and the complainant are the same person, outreach can be sent to both their university-issued email address and their preferred email address.
Finally, SOCR will provide training to Title IX Officers and related location staff on this updated guidance and reporting system change as soon as it is finished, and no later than January 2027.
Recommendation 4
To ensure that campus Title IX offices consistently address respondents’ alleged behavior and reduce the risk of its recurrence, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, do the following:
- Revise their sexual harassment policies or related guidance to set a clear expectation that campus Title IX offices should consider holding and documenting educational conversations with respondents for cases they close without formal action. The policies or guidance should include examples of factors for offices to consider when they decide whether these conversations are advisable, such as the complainant’s wishes and safety, the severity of the allegations, and the likelihood that a conversation could help prevent future misconduct. The policies or guidance should also require offices to document a brief rationale when they decide a conversation is unnecessary for a report that names a respondent affiliated with the campus and includes allegations that, if true, would violate the sexual harassment policy.
- Provide training—along with templates or other guidance, as needed—to help campus Title IX office staff execute and document educational conversations effectively. For example, the systems could share UC Irvine’s approach to holding and thoroughly documenting its policy compliance meetings.
Agency response status:
Not fully implemented
Date of implementation:
Jan. 2027
State Auditor assessment status:
Pending
60-Day Agency Response
The Systemwide Office of Civil Rights (SOCR) is in the process of drafting an internal guidance document for Title IX Officers and related location staff outlining when an educational conversation should be held with the respondent when a matter is closed after initial assessment. The guidance document will outline the factors that should be considered when deciding whether to hold an educational conversation and to document the rationale as to why one is or is not being conducted. SOCR will also create an educational conversation template that can be customized by each location. SOCR has connected with the UC Irvine campus to discuss their process and procedure for conducting educational conversations to inform SOCR’s development of systemwide guidance and a template.
Finally, SOCR will provide training to Title IX Officers and related location staff on this guidance and template once finished, and no later than January 2027.
Recommendation 6
To improve campus Title IX offices’ communication with complainants and reduce barriers to complainants’ participation in an investigation, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, revise their policies or guidance, conduct training, or take other steps to provide campus offices with direction and strategies for making timely decisions about approving or not approving a complainant’s request for an investigation and for informing the complainant about that decision as soon as possible, even if that communication is informal. The system offices should include examples of situations that could warrant expedited approval of a request for an investigation, such as if the campus has already begun the alternative resolution process and the complainant requests to end that process and instead pursue an investigation.
Agency response status:
Not fully implemented
Date of implementation:
Jan. 2027
State Auditor assessment status:
Pending
60-Day Agency Response
The Systemwide Office of Civil Rights (SOCR) is in the process of drafting an internal guidance document for Title IX Officers and related location staff outlining specific ways to expedite the initial assessment process, where appropriate and to the extent possible, when a complainant has asked for a formal investigation. The guidance will also emphasize the need for documented communication with the complainant during the initial assessment phase, so the complainant is aware of the steps being taken to assess their request for an investigation or other preferred course of action.
Finally, SOCR will provide training to Title IX Officers and related staff on this guidance when finished, and no later than January 2027.
Recommendation 8
To reinforce complainants’ agency in choosing a resolution option and to help campus Title IX offices remain neutral in that process, the UC Office of the President and the CSU Chancellor’s Office should, by January 2027, take steps to ensure that campus offices confirm in writing how the complainant would like to proceed after key meetings with campus Title IX staff. For example, the system offices could provide a standard email template for campuses to use for follow-up communication that thanks the complainant for meeting, reminds them of their agency in the process, and confirms the office’s understanding of whether the complainant wants an investigation, wants to begin or continue the alternative resolution process, wants the campus to close the case without formal action, or wants more time to decide.
Agency response status:
Not fully implemented
Date of implementation:
Jan. 2027
State Auditor assessment status:
Pending
60-Day Agency Response
The Systemwide Office of Civil Rights (SOCR) is in the process of drafting an internal guidance document for Title IX Officers and related location staff outlining what should be included in a summary correspondence after key meetings, including confirmation on how the complainant would like to proceed, an instruction to ensure these summaries are stored in the systemwide document management system. SOCR will also create a template that can be customized by each campus.
Finally, SOCR will provide training to the Title IX Officers and related staff on this guidance and template when finished, and no later than January 2027.
Recommendation 10
To strengthen the quality, consistency, and trauma-informed nature of investigation and hearing reports, the UC Office of the President and the CSU Chancellor’s Office should, by July 2027, revise their systemwide policies or related guidance to require campus Title IX offices to review all draft hearing officer reports. The revised policies or guidance should include the following components:
- Clarify the permissible scope of the Title IX offices’ review by defining the specific types of feedback reviewers may provide—such as identifying inconsistent applications of system policy or the use of problematic language—while prohibiting input that would affect the hearing officer’s independence, such as altering the officer’s factual findings or responsibility determinations.
- Establish expectations for what the Title IX offices’ review must evaluate, including whether credibility assessments, evidence analyses, and policy applications are complete, well-supported, and consistent with systemwide policy and whether the draft report includes only language that is trauma-informed.
- Require the Title IX offices to confirm in writing the completion of their review before issuance of the hearing officer’s report.
Agency response status:
Not fully implemented
Date of implementation:
May 2027
State Auditor assessment status:
Pending
60-Day Agency Response
The Systemwide Office of Civil Rights (SOCR) is in the process of drafting an internal guidance document for Title IX Officers and related location staff outlining the scope of hearing officer report reviews, which will include a review of the credibility assessments, evidence analyses, policy application, and the use of trauma-informed language, along with a prohibition against interfering with the hearing officer’s independent judgment regarding factual findings and policy determinations, and a requirement that the Title IX Officer must confirm the review has been completed, in writing, before the hearing officer’s report is issued.
Additionally, SOCR has placed a work order with our data management system vendor to create a button for Title IX Officers to click when the hearing officer’s report review has been completed, in order to document this critical step in the systemwide database of record for each DOE (Title IX) hearing and SVSH hearing matter.
Finally, SOCR will provide training to Title IX Officers and related location staff on this guidance in spring 2027.
Recommendation 11
To improve the consistency, transparency, and appropriateness of disciplinary decisions involving employee respondents found to have violated its sexual harassment policy, the UC Office of the President should, by July 2027, take action to standardize campuses’ approaches to determining and justifying employee discipline, especially for faculty members, and report to us on its efforts. For example, the Office of the President could consider taking one or more of the following actions:
- Revise its policies to require the final campus decision-maker in each employee discipline case—such as the chancellor or chancellor’s designee for faculty respondent cases—to provide to the campus Title IX office a written rationale that considers specified aggravating and mitigating factors and justifies the specific, final disciplinary actions.
- Establish a process to routinely identify in its discipline data potentially inconsistent disciplinary outcomes across cases and campuses, to determine the reasons for the discrepancies, and to provide guidance or make policy changes as necessary. For instance, the Office of the President could provide campus decision-makers with information about typical or expected disciplinary outcomes based on employee type and the nature of the violations.
Agency response status:
Not fully implemented
Date of implementation:
July 2027
State Auditor assessment status:
Pending
60-Day Agency Response
The Systemwide Office of Civil Rights (SOCR) is in the process of engaging stakeholders to determine the most efficient approach to comply with this recommendation. SOCR understands the importance of alignment on the approach to discipline across the system. To this end, SOCR is committed to periodically reviewing disciplinary outcomes and flagging any concerns to ensure consistency systemwide and establishing a review protocol. Additionally, because of the shared-governance model, it is important to have an agreement between Systemwide Academic Personnel, Faculty Senate/UCPT Leadership, Systemwide HR/Employee and Labor Relations, and SOCR as to any new approach to ensure consistency of employee discipline, including faculty, across campuses. Should updated guidance be determined to be the best approach, UCOP will draft and issue it. If another approach is determined to be the best approach, we will ensure that such an approach is implemented no later than July 2027. Training will also be provided as necessary and appropriate.